NK
ChFC
NK
ChFC

Nickolas King

6 Years of Experience
Camden, SC
Broker

Nickolas King is a ChFC-designated registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Camden, SC, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

917 Broad St, Camden, SC, 29020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2023 - Present · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Edward Jones
June 2021 - July 2023 · 2 yrs 1 mo
Edward JonesBroker
June 2021 - July 2023 · 2 yrs 1 mo
Securities America, INC.Broker
September 2020 - June 2021 · 9 mos
Securities Service Network, LLCBroker
September 2019 - September 2020 · 1 yr
Cambridge Investment Research, INC.Broker
January 2018 - April 2018 · 3 mos
Cambridge Investment Research, INC.Broker
June 2017 - August 2017 · 2 mos
State Registrations8 states
CTFLGANCNJSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.