Nicholas Butler
Nicholas Butler is a registered investment advisor at Butler Financial Services, LTD., based in Westlake Village, CA, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Retirement Planning. Their firm serves 63 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.75% |
| $2M+ | 0.50% |
Some accounts may be under a historical fee schedule that is no longer offered.
Fee Estimator
Location
2625 Townsgate Road, Suite 330, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is an Enrolled Agent and employee/officer of Butler Financial Services, Ltd., where he prepares income taxes. This non-investment related activity takes about 10-20% of Nicholas's time.
Employment History
Current Registrations
Butler Financial Services, LTD.
State Registrations1 state
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