Patrick Ricci is a registered investment advisor, based in Claymont, DE, with 7 years of industry experience.
Location
650 Naamans Rd, Ste 300, Claymont, DE, 19703
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick and his wife own a residential rental property. He spends minimal time coordinating repairs and maintenance.
Employment History
Current Registrations
Sofi Securities LLCBroker
March 2021 - Present · 5 yrs 2 mos
Sofi Wealth LLC
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Capital One Advisors, LLC
October 2017 - February 2019 · 1 yr 4 mos
Capital One Investing, LLCBroker
July 2016 - February 2019 · 2 yrs 7 mos
State Registrations1 state
DE
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.