John Brooks
John Brooks is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lexington, KY, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
100 W Main St, Suite 500, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is a finance committee member at Good Shepherd Episcopal Church, an agent for Edgemont Holiday LLC, and advises on the endowment for the Headley Whitney Museum. He also serves on the investment committees for Blue Grass Community Foundation and the Episcopal Diocese of Lexington; all activities require minimal time and are either investment-related or non-investment related.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
State Registrations23 states
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