Nhat Bui is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Tukwila, WA, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6840 Fort Dent Way, Suite 160, Tukwila, WA, 98188

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nhat is the CEO of Julia Bui LLC, selling shampoo, clothes, and fruits, dedicating minimal time to this venture. Nhat also works for Mainspring Wealth Advisors LLC as a Senior Financial Advisor, providing support to a Senior advisor, taking about half of Nhat's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.
December 2019 - Present · 6 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Key Investment Services LLCBroker
August 2019 - December 2019 · 4 mos
S. R. Schill & Associates INC.
November 2016 - March 2019 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - October 2016 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - October 2016 · 3 mos
State Registrations7 states
CAMAORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.