Cody Faust is a registered investment advisor at LPL Financial LLC, based in Lawrence, KS, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4910 Corporate Centre Drive, Suite 101, Lawrence, KS, 66047
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cody operates DMBruce Wealth Solutions as a DBA for his LPL business. He also dedicates a significant amount of time to Luminary, LLC, a technology consulting firm, and spends minimal time on Ratatoskr LLC and DM Bruce Associates, LLC, both business entities for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.