MD
MD

Michael Dupont

8 Years of Experience
Pittsfield, MA
Broker

Michael Dupont is a registered investment advisor at LPL Financial LLC, based in Pittsfield, MA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

150 West St, Pittsfield, MA, 01201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael uses Greylock Investment Group as a DBA for his LPL business. This activity is investment-related and occurs at the reported business location.

Employment History
Current Registrations
LPL Financial LLC
December 2017 - Present · 8 yrs 5 mos
LPL Financial LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Park Avenue Securities LLCBroker
February 2017 - April 2017 · 2 mos
State Registrations16 states
CACOCTDCFLKYMAMENCNJNYPARITNTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Dupont - Financial Advisor | TrueAdvisor