Stephanie Clay is a registered investment advisor, based in Houston, TX, with 7 years of industry experience.
Location
1400 Post Oak Blvd, Houston, TX, 77056
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Regulatory History (1)
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Financial
April 2017Final
Employment History
Current Registrations
Truist Advisory Services, INC.
May 2022 - Present · 4 yrs
Truist Investment Services, INC.
May 2022 - Present · 4 yrs
Truist Investment Services, INC.Broker
May 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2019 - May 2022 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2019 - May 2022 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLC
July 2018 - December 2018 · 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2017 - December 2018 · 1 yr
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.