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Riley Solomon

8 Years of Experience
Benton, KY
Broker

Riley Solomon is a registered investment advisor at LPL Financial LLC, based in Benton, KY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

221 W 5th St, Benton, KY, 42025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Riley works full-time for Community Financial Services Bank Investments as a DBA for LPL business since 2010. Riley also works as an assistant soccer coach for Paducah Tilghman High School, dedicating about a quarter of their time, and spends minimal time on a financial institution duty.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
July 2017 - February 2018 · 7 mos
Invest Financial CorporationBroker
April 2017 - February 2018 · 10 mos
State Registrations14 states
AZCAFLGAILINKYLAMOMSOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.