AC
AC

Alexander M Cargal

6 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
968 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

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Location

1999 Avenue of the Americas, Ste 3200, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
August 2024 - Present · 1 yr 6 mos
Hightower Securities, LLC
November 2022 - Present · 3 yrs 3 mos
Hightower Securities, LLCBroker
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
November 2019 - July 2022 · 2 yrs 8 mos
Morgan Stanley
May 2019 - August 2019 · 3 mos
Morgan StanleyBroker
November 2018 - August 2019 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander M Cargal - Financial Advisor | TrueAdvisor