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Carol Young

9 Years of Experience
Los Angeles, CA
Broker

Carol Young is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

444 South Flower Street,34th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Carol is a board member of the Japanese American Citizens League, a community engagement non-profit organization, since February 2019. She spends a few hours per week on this activity, attending meetings and volunteering.

Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 7 yrs 3 mos
Morgan StanleyBroker
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
AXA Advisors, LLC
September 2016 - June 2019 · 2 yrs 9 mos
AXA Advisors, LLCBroker
September 2016 - June 2019 · 2 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.