Wenwen Dong is a CFP-designated registered investment advisor at Empirical Wealth Management, based in San Mateo, CA, with 8 years of industry experience. Wenwen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,132 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empirical Wealth Management charges a percentage of your assets under management. The specific rate is established in your agreement and may be negotiable. Fees are due at the beginning of each calendar quarter and are deducted from your account. Clients in the wrap fee program pay a comprehensive fee covering portfolio management, brokerage, and custodial services.
Location
1300 S El Camino Real, Suite 302, San Mateo, CA, 94402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wenwen is a trustee for Wenshasha Trust, which involves the rental, sale, and purchase of properties. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Empirical Wealth Management
Previous Registrations
Confidence Wealth Management, LLC
Apcm Wealth Management for Individuals, LLC
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Gwfs Equities, INC.Broker
Advised Assets Group, LLC
Vanguard Marketing CorporationBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.