Sophearath Uoy
Sophearath Uoy is a registered investment advisor at Ip Financial Advisory Services LLC, based in Charlotte, NC, with 8 years of industry experience. Sophearath operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (2)
Criminal
February 2004Criminal
November 2001Other Business ActivitiesSells Insurance
Sophearath is the president and owner of Sophearath Uoy, CPA, P.C., providing various financial services. He is also a licensed insurance agent selling life, health, and annuity products, and works as an independent agent for Merchant Payment Systems LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.