Calvin Aubrey is a registered investment advisor at Broadoak Asset Management, LLC, based in Bethesda, MD, with 4 years of industry experience. Calvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BroadOak's fees are negotiated separately for each client, but are typically based on a percentage of the net capital committed. These fees generally do not exceed 2.5% and are typically paid quarterly in advance. BroadOak may also receive performance-based compensation, generally 20% or more of the fund's net capital appreciation, after deducting the base management fee. Clients also incur bank fees, audit fees, and legal fees.
Location
4800 Montgomery Lane, Suite 230, Bethesda, MD, 20814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Broadoak Asset Management, LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
State Registrations1 state
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