James Carr is a registered investment advisor, based in Columbiana, AL, with 9 years of industry experience.
Location
21325 Highway 25, Columbiana, AL, 35051
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2021 - Present · 4 yrs 9 mos
Cetera Investment Advisers LLC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
MML Investors Services, LLC
October 2019 - June 2021 · 1 yr 8 mos
MML Investors Services, LLCBroker
October 2019 - June 2021 · 1 yr 8 mos
E*trade Capital Management, LLC
June 2018 - September 2019 · 1 yr 3 mos
E*trade Securities LLCBroker
June 2018 - September 2019 · 1 yr 3 mos
Edward Jones
August 2016 - June 2018 · 1 yr 10 mos
Edward JonesBroker
July 2016 - June 2018 · 1 yr 11 mos
State Registrations4 states
ALGANCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.