Kenneth Galanis is a registered investment advisor at LPL Financial LLC, based in Lancaster, CA, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
963 West Avenue J, Lancaster, CA, 93534-3428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kenneth operates under the DBA Pence Financial Group for his LPL business. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wmbc
Triad Advisors LLCBroker
Fsc Securities CorporationBroker
Fsc Securities Corporation
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.