IS
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Ian Sylves

4 Years of Experience
North Tonawanda, NY
Broker

Ian Sylves is a registered investment advisor at MML Investors Services, LLC, based in North Tonawanda, NY, with 4 years of industry experience. Ian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

North Tonawanda, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ian is involved in several goalie coaching activities, including Mitch Korn Goalie Camps, Mindful Goaltending, and Weekend Warriors. These activities involve on-ice and off-ice coaching, managing camps, and social media updates, taking about 30-50 hours per month total.

Employment History
Current Registrations
MML Investors Services, LLC
August 2021 - Present · 5 yrs 1 mo
MML Investors Services, LLCBroker
April 2021 - Present · 5 yrs 5 mos
MML Investors Services, LLC
April 2021 - Present · 5 yrs 5 mos
State Registrations12 states
CACOCTFLGANVNYOHORPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ian Sylves - Financial Advisor | TrueAdvisor