Cathie Leonard is a registered investment advisor at Supreme Alliance LLC, based in Charlotte, NC, with 5 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 78 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.
Location
14804 Resolves Lane, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cathie is a self-employed clinical psychologist, spending about half her time on this activity, and also sells insurance/annuities with Supreme Alliance Agency. She is also involved in various other business activities including writing, business consulting, public speaking, business planning, and real estate management, each taking minimal time.
Employment History
Current Registrations
Supreme Alliance LLC
Supreme Alliance LLCBroker
State Registrations4 states
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