Ivan Smirnou is a registered investment advisor, based in Dubuque, IA, with 8 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 1 yr
Cetera Investment Advisers LLC
September 2025 - Present · 1 yr
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Avantax Planning Partners, INC.
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Avantax Advisory Services
May 2025 - September 2025 · 4 mos
Avantax Investment Services, INC.Broker
May 2025 - September 2025 · 4 mos
Charles Schwab & CO., INC.
November 2018 - April 2025 · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
November 2017 - April 2025 · 7 yrs 5 mos
State Registrations18 states
AZCACOFLGAILINMAMIMNNDNJNVOHORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.