MD
MD

Matthew Darby

9 Years of Experience
Millbrook, AL
Broker

Matthew Darby is a registered investment advisor at Cetera Investment Advisers LLC, based in Millbrook, AL, with 9 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3940 Highway 14, Millbrook, AL, 36054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Matthew serves as a deacon at First Baptist Church Prattville and is on the finance committee, where he helps oversee the budget. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2016 - Present · 9 yrs 11 mos
Cetera Investment Services LLCBroker
May 2016 - Present · 10 yrs
State Registrations8 states
ALFLGAMDMINCSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.