Skyler Borgman is a CFA, CFP-designated registered investment advisor, based in Raleigh, NC, with 9 years of industry experience.
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Skyler tutors finance students and is an adjunct professor at SKEMA Business School in Raleigh. These activities are not investment-related and take a few hours per week.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
January 2020 - Present · 6 yrs 4 mos
Captrust
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2018 - November 2019 · 1 yr 3 mos
Wells Fargo Clearing Services, LLC
August 2018 - November 2019 · 1 yr 3 mos
Morgan Stanley
August 2016 - August 2018 · 2 yrs
Morgan StanleyBroker
July 2016 - August 2018 · 2 yrs 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.