NB
NB

Nicole Badovinac

9 Years of Experience
Walnut Creek, CA
Broker

Nicole Badovinac is a registered investment advisor at Cetera Investment Advisers LLC, based in Walnut Creek, CA, with 9 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1600 South Main Street, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works as a shopper and delivery person for Shipt. This takes about full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2021 - Present · 5 yrs 7 mos
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 3 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
Foresters Financial Services, INC.Broker
July 2016 - June 2019 · 2 yrs 11 mos
State Registrations7 states
CAIDNDNMNVORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Badovinac - Financial Advisor | TrueAdvisor