Nataly Tracy
Nataly Tracy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Indian Trail, NC, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Indian Trail, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nataly owns rental real estate property since 2022, dedicating minimal time to it. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Fsc Securities Corporation
Royal Alliance Associates, INC.
Woodbury Financial Services, INC.
Sagepoint Financial, INC.Broker
Woodbury Financial Services, INC.Broker
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations2 states
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