AC
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Andy Cortes
9 Years of Experience
Century City, CA
1 DisclosureBroker
Andy Cortes is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Century City, CA, with 9 years of industry experience. Andy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1800 Ave of the Stars, Century City, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2023Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
August 2023 - February 2026 · 2 yrs 6 mos
U.S. Bancorp Investments, INC.
August 2023 - February 2026 · 2 yrs 6 mos
J.P. Morgan Securities LLC
March 2021 - August 2023 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
August 2016 - August 2023 · 7 yrs
State Registrations10 states
AZCAFLIAKSNVNYSCTNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.