Alberto Miranda is a registered investment advisor, based in Plano, TX, with 8 years of industry experience.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alberto is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
January 2022 - Present · 4 yrs 4 mos
Vanguard Marketing Corporation
January 2022 - Present · 4 yrs 4 mos
Vanguard Advisers, INC.
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Bbva Wealth Solutions INC.
June 2020 - June 2021 · 1 yr
Bbva Securities INC.Broker
June 2020 - June 2021 · 1 yr
Wells Fargo Clearing Services, LLC
November 2019 - March 2020 · 4 mos
Wells Fargo Clearing Services, LLCBroker
August 2019 - March 2020 · 7 mos
J.P. Morgan Securities LLCBroker
April 2018 - August 2019 · 1 yr 4 mos
Foresters Financial Services, INC.Broker
June 2016 - March 2018 · 1 yr 9 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.