Nicholas Sarkos is a registered investment advisor, based in Chicago, IL, with 8 years of industry experience.
Location
200 East Randolph Street, Suite 2900, Chicago, IL, 60601-6505
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as a senior associate at Ariel Investments, LLC, an investment advisor firm. This activity is investment-related and takes up more than full-time hours.
Employment History
Current Registrations
Ariel Distributors, LLCBroker
May 2023 - Present · 3 yrs
Ariel Investments, LLC
May 2023 - Present · 3 yrs
Previous Registrations
Blackrock Investment Management, LLC
January 2018 - March 2023 · 5 yrs 2 mos
Blackrock Investments, LLCBroker
September 2017 - March 2023 · 5 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.