John Nesbitt is a registered investment advisor, based in Cornelius, NC, with 5 years of industry experience.
Location
20615 N. Main St., Cornelius, NC, 28031
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John works as an advisory representative of an RIA called CIRA, dedicating full-time hours to this role. He spends nearly full-time hours on trading activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2024 - Present · 1 yr 5 mos
Cambridge Investment Research Advisors, INC.
December 2024 - Present · 1 yr 5 mos
Cambridge Investment Research, INC.
December 2024 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLC
August 2022 - November 2024 · 2 yrs 3 mos
LPL Financial LLCBroker
October 2020 - November 2024 · 4 yrs 1 mo
State Registrations9 states
ALAZIDMTNCNYSCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.