Lee Mercado is a registered investment advisor, based in Sanford, FL, with 9 years of industry experience.
Location
Sanford, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lee is the 100% owner of GLXY Gaming, a video game and merchandise sales business in Colorado Springs, CO, since 2018. Lee manages all business operations, dedicating varying hours per month, but none during trading hours.
Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
July 2022 - Present · 3 yrs 10 mos
T. Rowe Price Advisory Services, INC.
July 2022 - Present · 3 yrs 10 mos
T. Rowe Price Investment Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Robinhood Financial, LLCBroker
June 2021 - June 2022 · 1 yr
T. Rowe Price Advisory Services, INC.
December 2017 - June 2021 · 3 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
July 2016 - June 2021 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.