Dorothee Bucquet is a registered investment advisor at Smbc Asset Management, INC., based in New York, NY, with 8 years of industry experience. Dorothee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
277 Park Avenue, 5th Floor, New York, NY, 10172
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Smbc Asset Management, INC.
Smbc Nikko Securities America, INC.
Smbc Nikko Securities America, INC.Broker
Previous Registrations
Credit Agricole Securities (USA) INC.Broker
Sg Americas Securities, LLCBroker
Sg Americas Securities, LLCBroker
State Registrations1 state
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