Carl O'brien is a registered investment advisor at O'brien Capital Advisors, LLC, based in Sapulpa, OK, with 9 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 58 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5M+ | 0.50% |
All fees are negotiable.
Fee Estimator
Location
18 E Lee Ave., Sapulpa, OK, 74066
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carl owns an accounting and tax practice, dedicating full-time hours to it. He also manages commercial property rental and serves as a trustee and board member for other organizations, each requiring minimal time.
Employment History
Current Registrations
O'brien Capital Advisors, LLC
Previous Registrations
St. Bernard Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.