Davis Baker is a registered investment advisor, based in Tucson, AZ, with 6 years of industry experience.
Location
3146 N. Swan Rd., Tucson, AZ, 85712
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Davis is an independent insurance agent selling fixed insurance products, dedicating about 10-20% of his time to this activity. He is also a financial advisor at Underhill Financial Advisors, LLC, spending nearly full-time hours developing financial plans and providing related services.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Fidelity Brokerage Services LLCBroker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.