MN
CFP
MN
CFP

Monica Nichol

8 Years of Experience
Milwaukee, WI
Broker

Monica Nichol is a CFP-designated registered investment advisor at Morgan Stanley, based in Milwaukee, WI, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

411 East Wisconsin Avenue, Suite 2200, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Monica is the owner/member of Monica Minor Solutions LLC since January 2022. She dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Morgan StanleyBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2017 - June 2024 · 6 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
June 2017 - June 2024 · 7 yrs
State Registrations37 states
AZCACOCTDCDEFLGAHIIAIDILINMAMEMIMNMOMSMTNCNHNJNMNVNYOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.