Dung Le is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Jose, CA, with 9 years of industry experience. Dung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1399 Foxworthy Ave, San Jose, CA, 95118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Dung owns YL Photography, an event photography business, and spends a few hours per week on it. Dung also owns rental property in Seattle, acting as a landlord and dedicating minimal time to it.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
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