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Michael Stanton

Tsa Management INC
10 Years of Experience
Clifton Park, NY
Broker
View SEC Summary
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Michael Stanton is a registered investment advisor at Tsa Management INC, based in Clifton Park, NY, with 10 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,566 clients with $1.5B in assets under management.

Tsa Management INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
2,566 clients
Average Client Portfolio
$576K average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.20%

Rates reflect TSA Portfolio Management's primary equity schedule under Lockwood programs. Fees may vary by program, such as 0.75% to 1.5% for accounts under $500K in Pershing Tier I, and are subject to negotiation for larger accounts. Other programs like Marstone charge 0.5% and CUNY charges 0.55% to 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Executive Park Drive, Clifton Park, NY, 12065

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael started Stanton Places, LLC in December 2023, where he is an owner/member and lessor of owned residential property. He spends about 10-20% of his time on this activity and receives a flat fee compensation.

Employment History
Current Registrations
Tsa Management INC
July 2021 - Present · 5 yrs 3 mos
Halliday Financial, LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - June 2017 · 3 mos
Msi Financial Services, INC.Broker
August 2016 - March 2017 · 7 mos
State Registrations7 states
ARKYMANCNYOHVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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