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Michele Lay

9 Years of Experience
Denver, CO
BrokerSells Insurance

Michele Lay is a registered investment advisor, based in Denver, CO, with 9 years of industry experience.

Location

730 17th St., Ste. 830, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michele is an Investment Advisor Representative (IAR) with Cambridge Investment Research Advisors and an agent with Axiom Wealth Alliance involved in insurance/benefits/human resources. She also serves as treasurer for The Crisis Center and owns Lay Elite Inc., dedicating about 10-20% of her time and minimal time respectively to these roles.

Employment History
Current Registrations
Cambridge Investment Research, INC.
August 2023 - Present · 2 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2023 - Present · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Equitable Advisors, LLC
July 2020 - August 2023 · 3 yrs 1 mo
Equitable Advisors, LLCBroker
April 2020 - August 2023 · 3 yrs 4 mos
Transamerica Capital, INC.Broker
February 2018 - December 2019 · 1 yr 10 mos
Oppenheimerfunds Distributor, INC.Broker
August 2016 - November 2017 · 1 yr 3 mos
State Registrations5 states
COFLGAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michele Lay - Financial Advisor | TrueAdvisor