Erica Kainuma is a registered investment advisor at Morgan Stanley, based in State College, PA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
720 South Atherton Street, State College, PA, 16801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
August 2025 - Present · 9 mos
Previous Registrations
TD Ameritrade, INC.Broker
October 2019 - May 2023 · 3 yrs 7 mos
TD Ameritrade Investment Management, LLC
October 2019 - May 2023 · 3 yrs 7 mos
TD Ameritrade, INC.
October 2019 - October 2022 · 3 yrs
T. Rowe Price Advisory Services, INC.
December 2017 - January 2019 · 1 yr 1 mo
T. Rowe Price Investment Services, INC.Broker
September 2016 - January 2019 · 2 yrs 4 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.