Samantha Driver is a registered investment advisor, based in Los Angeles, CA, with 4 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samantha is a registered associate at independent RIA SEIA, LLC, dedicating full-time hours to this role. This activity is investment-related.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Seia
April 2022 - Present · 4 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
April 2022 - August 2023 · 1 yr 4 mos
Charles Schwab & CO., INC.
March 2022 - May 2022 · 2 mos
Charles Schwab & CO., INC.Broker
January 2022 - May 2022 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.