JZ
JZ

Joshua Zahn

9 Years of Experience
Gilbert, AZ
Broker

Joshua Zahn is a registered investment advisor at Cetera Investment Advisers LLC, based in Gilbert, AZ, with 9 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

313 N Gilbert Rd, Suite 200, Gilbert, AZ, 85234

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joshua operates as a financial advisor under the DBA Rayhons Financial since March 2022. He dedicates full-time hours to client servicing and financial advisory duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2022 - June 2023 · 1 yr 3 mos
Raymond James Financial Services Advisors, INC
February 2019 - April 2022 · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
February 2019 - April 2022 · 3 yrs 2 mos
LPL Financial LLC
March 2017 - February 2019 · 1 yr 11 mos
LPL Financial LLCBroker
November 2016 - February 2019 · 2 yrs 3 mos
State Registrations8 states
AZCAGAMDMNTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joshua Zahn - Financial Advisor | TrueAdvisor