Connor Gallivan
Connor Gallivan is a registered investment advisor at Marathon Financial Group, based in Boston, MA, with 9 years of industry experience. Connor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 115 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $15.0M | 0.60% |
| $15.0M - $20.0M | 0.50% |
| $20M+ | 0.40% |
Fees may be negotiable.
Fee Estimator
Location
131 Dartmouth Street, 3rd Floor, Boston, MA, 02116
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Connor conducts advisory services through NewEdge Advisors, is a registered representative with NewEdge Securities, and is a licensed insurance agent/broker. He dedicates full-time hours to his advisory services and may receive commissions and fees from securities and insurance sales.
Employment History
Current Registrations
Marathon Financial Group
Previous Registrations
Newedge Advisors
Newedge Securities, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Putnam Investment Management, LLC
Putnam Retail Management Limited PartnershipBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.