Fazley Rashid is a CFP-designated registered investment advisor, based in Houston, TX, with 9 years of industry experience.
Location
1800 W Loop S, #1980, Houston, TX, 77027
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Allworth Financial, L.P.
May 2022 - Present · 4 yrs
Aw SecuritiesBroker
May 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2018 - May 2022 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
October 2016 - May 2022 · 5 yrs 7 mos
State Registrations3 states
ILPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.