Steven Uy
Steven Uy is a registered investment advisor at Eagle Strategies LLC, based in Pasadena, CA, with 9 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 111,361 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eagle Strategies offers investment advice through several programs:
- Co-Advisory Program: Eagle's fees range from 0% to 1.25% of your portfolio, in addition to the co-advisor's fees.
- New York Life Premier Advisory Variable Annuity: Eagle's advisory fee ranges from 0% to 1% of the annuity's value during the accumulation phase. This fee does not apply during the annuitization phase.
Location
55 South Lake Ave, Suite 200, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven owns a rental property and dedicates minimal time to it. He also operates under two DBAs, Island Wealth Strategies and Insurance Solutions, LLC and Monarch Grove Wealth Strategies and Insurance Solutions, for selling New York Life products and brokering non-registered insurance products, and is an insurance broker, dedicating a few hours per week to these activities. Finally, he is a member of American Marriage Ministries and officiates weddings for friends and family.
Employment History
Current Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Previous Registrations
Foresters Financial Services, INC.Broker
State Registrations10 states
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