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CFP
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CFP

Nicholas Stonnington

Prime Capital Financial
8 Years of Experience
Pasadena, CA
Sells Insurance
View SEC Summary
View SEC Summary

Nicholas Stonnington is a CFP-designated registered investment advisor at Prime Capital Financial, based in Pasadena, CA, with 8 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

177 E. Colorado Boulevard, Suite 1050, Pasadena, CA, 91105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors, LLC, spending minimal time on this. He is also an insurance agent selling fixed insurance products through various organizations, dedicating minimal time to this activity.

Employment History
Current Registrations
Prime Capital Financial
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Stonnington Group, LLC
October 2020 - June 2023 · 2 yrs 8 mos
Stonnington Group, LLC
May 2018 - October 2020 · 2 yrs 5 mos
Stonnington Group, LLCBroker
May 2018 - October 2020 · 2 yrs 5 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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