Travis Oconnor is a registered investment advisor, based in Malvern, PA, with 9 years of industry experience.
Location
100 Vanguard Blvd,, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Travis uses the email address toconnor@ffremail.com and the website www.ffrpro.com for business purposes. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Advisers, INC.
June 2025 - Present · 11 mos
Vanguard Marketing Corporation
June 2025 - Present · 11 mos
Vanguard Marketing CorporationBroker
June 2025 - Present · 11 mos
Previous Registrations
Equitable Advisors, LLC
May 2024 - June 2025 · 1 yr 1 mo
Equitable Advisors, LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Ameriprise Financial Services, LLC
September 2020 - March 2024 · 3 yrs 6 mos
Ameriprise Financial Services, LLCBroker
September 2020 - March 2024 · 3 yrs 6 mos
Capital Analysts
January 2019 - September 2020 · 1 yr 8 mos
Lincoln Investment
August 2016 - September 2020 · 4 yrs 1 mo
Lincoln InvestmentBroker
July 2016 - September 2020 · 4 yrs 2 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.