Carl Ermelbauer
Carl Ermelbauer is a CFP-designated registered investment advisor at Newedge Advisors, based in Canyon Country, CA, with 8 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
Canyon Country, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is an insurance agent involved in insurance sales since 2021, dedicating a few hours per week to this activity. He is also a Managing Partner and Owner of Financial North Partners since 2023, working as an Investment Advisor Representative.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Wealthsource®
International Assets Advisory, LLCBroker
American Financial Network Advisory Services, LLC
Dfpg Investments, INC.Broker
Ameriprise Financial Services, INC.Broker
J.P. Morgan Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.