EB
CFA · CFP
EB
CFA · CFP
Eduardo Borges is a CFA, CFP-designated registered investment advisor, based in Providence, RI, with 9 years of industry experience.
Location
Providence, RI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Eduardo is licensed to sell life and health insurance and is a member and CCO of Goal Wealth Advisory Group LLC. He spends about a third of his time on trading activities.
Employment History
Current Registrations
Fortune Financial Services, INC.
May 2024 - Present · 2 yrs
Fortune Financial Services, INC.Broker
May 2024 - Present · 2 yrs
Goal Wealth Advisory Group, LLC
May 2024 - Present · 2 yrs
Previous Registrations
Morgan Stanley
October 2016 - May 2024 · 7 yrs 7 mos
Morgan StanleyBroker
September 2016 - May 2024 · 7 yrs 8 mos
State Registrations8 states
AZCACTMAMNNYRIVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.