Sophia Liu is a CFP-designated registered investment advisor at Benefit Financial Services Group, based in Irvine, CA, with 7 years of industry experience. Sophia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 849 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFSG charges an annual fee based on a percentage of the assets they manage. This fee typically ranges from 0.25% to 1.25%, depending on the services provided, the investment strategies used (individual stocks vs. ETFs/mutual funds), and the complexity of your financial situation. A minimum annual fee of up to $5,500 may apply. Some clients pay fixed fees between $300 and $3,000, depending on account size and complexity. Fees are billed quarterly in advance or in arrears, as specified in your contract.
Location
2040 Main Street, Suite 720, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Benefit Financial Services Group
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Adp Broker-Dealer, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.