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Nicholas Scott

9 Years of Experience
Burlingame, CA
Broker

Nicholas Scott is a registered investment advisor at Morgan Stanley, based in Burlingame, CA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

216 Lorton Avenue, Suite 200, Burlingame, CA, 94010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicholas referees recreational basketball games for Zog Sports since June 2021. This takes about 10-20% of his time after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 6 mos
Morgan Stanley
March 2021 - Present · 5 yrs 6 mos
Previous Registrations
Ma Private Wealth, LLC
June 2019 - March 2021 · 1 yr 9 mos
Alamo CapitalBroker
September 2018 - May 2019 · 8 mos
Alamo Capital
September 2018 - May 2019 · 8 mos
Edward Jones
November 2017 - August 2018 · 9 mos
Edward JonesBroker
July 2017 - August 2018 · 1 yr 1 mo
Wells Fargo Clearing Services, LLCBroker
September 2016 - June 2017 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.