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Lin Lin

Citigroup Global Markets INC.
10 Years of Experience
Fountain Valley, CA
1 DisclosureBroker
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Lin Lin is a registered investment advisor at Citigroup Global Markets INC., based in Fountain Valley, CA, with 10 years of industry experience. Lin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2402 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 17400 Brookhurst St. Suite 200, Fountain Valley, CA, 92708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2021
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lin works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services. This is in conjunction with Lin's role as a registered representative with HSBC Securities (USA) Inc.

Employment History
Current Registrations
Citigroup Global Markets INC.
June 2025 - Present · 1 yr 4 mos
Citigroup Global Markets INC.
June 2025 - Present · 1 yr 4 mos
Citigroup Global Markets INC.Broker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Hsbc Securities (USA) INC.
May 2019 - July 2025 · 6 yrs 2 mos
Hsbc Securities (USA) INC.Broker
April 2019 - July 2025 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2016 - April 2019 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - April 2019 · 2 yrs 7 mos
State Registrations8 states
ALCAFLGAILNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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