RN
RN

Robert Neel

9 Years of Experience
Wheaton, IL
Broker

Robert Neel is a registered investment advisor, based in Wheaton, IL, with 9 years of industry experience.

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is involved with One Way Church Austin, overseeing finances, dedicating a few hours per week. He also manages rental property for One Pearl Properties and works as a model for Korrect Life, LLC, spending minimal time on each.

Employment History
Current Registrations
First Trust Advisors LP
September 2020 - Present · 5 yrs 8 mos
First Trust Portfolios L.P.Broker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLC
September 2017 - September 2020 · 3 yrs
RBC Capital Markets, LLCBroker
March 2017 - September 2020 · 3 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2016 - March 2017 · 7 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Neel - Financial Advisor | TrueAdvisor