MH
MH

Michelle Hutton

9 Years of Experience
Kansas City, MO
5 DisclosuresBrokerSells Insurance

Michelle Hutton is a registered investment advisor at LPL Financial LLC, based in Kansas City, MO, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

9740 Wornall Rd, Kansas City, MO, 64114

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2019
Judgment / Lien
March 2018
Financial
January 2018
Final
Judgment / Lien
August 2017
Criminal
May 2004
Final Disposition
Other Business ActivitiesSells Insurance

Michelle is involved with Invest and MKI, focusing on non-variable insurance, and Central Investment Advisors, a DBA for her LPL business. Both activities are investment-related.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
January 2017 - February 2018 · 1 yr 1 mo
Invest Financial CorporationBroker
August 2016 - February 2018 · 1 yr 6 mos
State Registrations5 states
COKSMNMOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.